AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MN

Maurice L. Naylon

SB ADVISORY
Buffalo, NY 14202-1610
Some features on this profile are disabled
CRD#: 831841
MN

Professional summary

Maurice Lawrence Naylon III, who also goes by Maurice L Naylon III, Maurice L Naylon, is a registered financial advisor currently at SB ADVISORY, LLC located in Buffalo, New York and SAN BLAS SECURITIES LLC located in Buffalo, New York.

Maurice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Maurice has worked at 8 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Maurice L Naylon Iii | Maurice L Naylon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maurice Lawrence Naylon III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2021 - Present

SB ADVISORY, LLC

Office #1: 360 Delaware Avenue, Suite 110, Buffalo, NY 14202-1610
RIA
CRD#: 154680
Buffalo, NY
Current

October 2, 2023 - Present

SAN BLAS SECURITIES LLC

Office #1: 360 Delaware Avenue Suite 110, Buffalo, NY 14202-1610
BD
CRD#: 290605
Buffalo, NY
Past

April 28, 2021 - July 26, 2023

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
Buffalo, NY
Past

July 18, 2002 - April 12, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

December 21, 1999 - April 16, 2021

OSAIC FA, INC.

BD
CRD#: 3978
Buffalo, NY
Past

June 19, 1983 - January 1, 1989

AETNA LIFE INSURANCE AND ANNUITY COMPANY

BD
CRD#: 13256
HARTFORD, CT
Past

March 4, 1983 - February 10, 2000

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

July 20, 1979 - February 18, 1983

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
Past

January 3, 1977 - August 9, 1979

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(4/29/2021)
RR
California
(10/18/2023)
IAR
Florida
(5/12/2022)
IAR
Illinois
(8/31/2021)
RR
Illinois
(6/27/2024)
IAR
Maryland
(4/28/2021)
IAR
New York
(9/9/2021)
RR
New York
(2/12/2024)
IAR
Pennsylvania
(4/29/2021)
RR
Pennsylvania
(2/20/2024)
IAR
Virginia
(4/28/2021)
RR
Virginia
(2/17/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 12/9/1976
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SA
SB ADVISORY, LLC
ADVANCED ASSET SOLUTIONS, LLC | TREESE INVESTMENTS LLC | THE HENDERSON FINANCIAL GROUP & (HYACINTHHENDERSON.COM) | THE FINANCIAL ARCHITECTS (FINANCIALARCHITECTS-USA.COM) | SUMMIT ROCKWALL WEALTH MANAGERS | SMITH BERNSTEIN | SHEBAR FINANCIAL, LLC | SB ADVISORY, LLC | SANTA FE WEALTH ADVISORS | ROBERT BULLOCH WEALTH MANAGEMENT LLC (ROBERTBULLOCH.COM) | RNL FINANCIAL, LLC | RCA ADVISORY SERVICES, LLC | PRO FINANCIAL GROUP, LLC | PNW ADVISORY | NERGARD WEALTH MANAGEMENT LLC | MOHLMAN WEALTH MANAGEMENT | IFS ADVISORY, LLC | GREEN STREET WEALTH ADVISORY | GRABE FINANCIAL SERVICES INC | FERIS FINANCIAL, LLC | EM FINANCIAL SERVICES | DEEMER WEALTH MANAGEMENT, LLC | CORTO FINANCIAL GROUP, LLC | CLARITY CAPITAL MANAGEMENT CORP | BRYAN EDWARDS WEALTH MANAGEMENT | BRENNAN FRANCIS | BOWMAN WEALTH MANAGEMENT LLC | ARNETT FINANCIAL SERVICES GROUP, LLC | ARBOR WEALTH MANAGEMENT | ADVANCED FINANCIAL CONCEPTS, INC.

CRD#: 154680 / SEC#: 801-77380

RIA
Registered Investment Advisory firm - (12/4/2012 Approved)
Arkansas
Registered Investment Advisory firm - (12/31/2012 Terminated)
California
Registered Investment Advisory firm - (12/31/2012 Terminated)
Colorado
Registered Investment Advisory firm - (1/3/2013 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2012 Terminated)
Indiana
Registered Investment Advisory firm - (12/31/2012 Terminated)
Maryland
Registered Investment Advisory firm - (12/31/2012 Terminated)
Missouri
Registered Investment Advisory firm - (8/19/2014 Terminated)
Nevada
Registered Investment Advisory firm - (12/31/2012 Terminated)
New Jersey
Registered Investment Advisory firm - (1/2/2013 Terminated)
New Mexico
Registered Investment Advisory firm - (12/31/2012 Terminated)
North Carolina
Registered Investment Advisory firm - (12/31/2012 Terminated)
Pennsylvania
Registered Investment Advisory firm - (12/31/2012 Terminated)
Puerto Rico
Registered Investment Advisory firm - (12/31/2012 Terminated)
Tennessee
Registered Investment Advisory firm - (12/31/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/3/2013 Terminated)
Utah
Registered Investment Advisory firm - (12/31/2012 Terminated)
Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
West Virginia
Registered Investment Advisory firm - (12/31/2012 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3424 Peachtree Road Ne Suite 2200, Atlanta, GA 30326-1184
Mailing Address
Phone number
(404) 704-0406
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SB ADVISORY BROCHURE (1/30/2026)

Regulatory assets under management

Total Number of Accounts1,540
AUM (Assets Under Management)$ 404,771,341

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SB ADVISORY, LLC

CRD#: 154680Buffalo, NY 14202-1610

TRUST BUT VERIFY

Monitor Maurice Naylon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Michael C Gimlin Jr.
Michael GimlinAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Williamsville, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.