David D. Chappell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Dillingham Chappell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1977. David had worked at 9 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2000 - August 9, 2006
CAPITAL SECURITIES INVESTMENT CORPORATION
March 20, 1998 - February 8, 2000
WMA SECURITIES, INC.
May 13, 1996 - August 20, 1997
CENTAURUS FINANCIAL, INC.
February 14, 1994 - December 31, 1994
SENTRA SECURITIES CORPORATION
March 18, 1993 - October 12, 1993
IFG NETWORK SECURITIES, INC.
March 30, 1992 - December 31, 1994
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
June 1, 1988 - June 6, 1990
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 20, 1985 - February 10, 1988
TOWER SQUARE SECURITIES, INC.
January 3, 1977 - January 12, 1982
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/16/1976
Registered Representative ExaminationCurrent Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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