David V. Ogden
Professional summary
David Van Ness Ogden, who also goes by David Vanness Ogden, is a registered financial advisor currently at OGDEN ASSET MANAGEMENT, LLC located in Chagrin Falls, Ohio.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. David has worked at 6 firms and has passed the Series 65, Series 63, Series 15, Series 3, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Van Ness Ogden's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2004 - Present
OGDEN ASSET MANAGEMENT, LLC
September 4, 2003 - December 9, 2004
OSAIC FA, INC.
September 3, 2003 - December 9, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 3, 2003 - December 9, 2004
OSAIC FA, INC.
January 1, 2000 - September 12, 2003
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - September 12, 2003
CITIGROUP GLOBAL MARKETS INC.
January 17, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
September 21, 1978 - November 1, 1983
CITIGROUP GLOBAL MARKETS INC.
January 3, 1977 - October 6, 1978
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2004)
Exams
Series 15
Date: 12/8/1987
Foreign Currency Options ExaminationSeries 5
Date: 10/22/1981
Interest Rate Options ExaminationSeries 8
Date: 12/19/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
OGDEN ASSET MANAGEMENT, LLC
CRD#: 132419 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 4,666,116 |
Red Flags
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