Norman C. Gin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Cannon Gin, who also goes by Norman Canon Gin, was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1977. Norman had worked at 11 firms and has passed the Series 63, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2013 - May 29, 2020
CASHEN INVESTMENT ADVISORS INC
January 16, 2008 - November 30, 2014
EVERIS CAPITAL MANAGEMENT LLC
April 6, 2006 - November 2, 2007
FIRST DALLAS SECURITIES INCORPORATED
September 15, 1993 - November 9, 2007
HODGES CAPITAL MANAGEMENT INC
December 5, 1990 - November 2, 2007
FIRST DALLAS SECURITIES INCORPORATED
August 10, 1988 - December 16, 1988
GILLESPIE & HOLLAND, INC.
February 5, 1988 - August 25, 1988
U.S. LEAGUE GOVERNMENT SECURITIES, INC.
August 6, 1986 - August 25, 1988
U.S. LEAGUE SECURITIES, INC.
March 12, 1984 - August 31, 1984
RAUSCHER PIERCE REFSNES, INC.
November 9, 1982 - March 8, 1984
MORGAN STANLEY DW INC.
January 15, 1982 - November 19, 1982
UBS FINANCIAL SERVICES INC.
September 15, 1978 - January 19, 1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 3, 1977 - August 7, 1978
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
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Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
CASHEN INVESTMENT ADVISORS INC
CRD#: 106978 / SEC#: 801-33232
Contact information
Red Flags
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