Robert Emil Sefcik
Professional Summary
Robert Emil Sefcik, who also goes by Robert E Sefcik, is a registered financial advisor currently at MAIN & WALL CAPITAL MANAGEMENT, CORP located in Millburn, New Jersey. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Robert has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 2, Series 3 and Series 15 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert E Sefcik
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
49 years in the financial services industry
Current & Past Employments
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Current Firm
MAIN & WALL CAPITAL MANAGEMENT, CORP
Contact Information
Main Address
Millburn, NJPhone Number
(973) 843-7925# of Employees
1Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/3/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 2 — Non-Member General Securities Examination
Passed Apr 1992Series 15 — Foreign Currency Options Examination
Passed Jun 1984Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Emil Sefcik's CRS (Customer Relationship Summary).
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