Robert E. Sefcik
Professional summary
Robert Emil Sefcik, who also goes by Robert E Sefcik, is a registered financial advisor currently at MAIN & WALL CAPITAL MANAGEMENT, CORP located in Millburn, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Robert has worked at 9 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 2, Series 3 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Emil Sefcik's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2024 - Present
MAIN & WALL CAPITAL MANAGEMENT, CORP
February 6, 2008 - December 31, 2009
MAIN & WALL FINANCIAL ADVISORS, INC.
January 3, 2006 - September 25, 2006
BRILL SECURITIES, INC.
January 14, 2005 - October 13, 2005
MAXIM GROUP LLC
October 19, 1987 - February 13, 1990
ZOCH & ZOCH FINANCIAL GROUP, INC.
September 13, 1984 - January 29, 1986
CITIGROUP GLOBAL MARKETS INC.
October 31, 1978 - September 4, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
June 15, 1977 - November 30, 1978
RICHARD FRANKLIN, INC.
January 3, 1977 - June 26, 1977
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/3/2024)
Exams
Series 2
Date: 4/16/1992
Non-Member General Securities ExaminationSeries 15
Date: 6/12/1984
Foreign Currency Options ExaminationCurrent Firm
MAIN & WALL CAPITAL MANAGEMENT, CORP
CRD#: 298370 / SEC#:
Contact information
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