John A. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Allen Becker, who also goes by John A Becker, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1977. John had worked at 3 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1983 - January 12, 1988
INGHAM, BECKER & CO., INC.
January 25, 1978 - September 12, 1983
WERTHEIM & CO.
January 3, 1977 - February 18, 1978
SCHRODER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INGHAM, BECKER & CO., INC.
CRD#: 13472 / SEC#: , 8-29184
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
