Andrew N. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Neil Davis, who also goes by Andy Davis, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1977. Andrew had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2013 - August 26, 2015
CERTUS INVESTMENT ADVISORS, LLC
March 30, 2011 - December 31, 2012
SAGE CAPITAL HOLDINGS, LLC
June 16, 2010 - August 26, 2015
CERTUSSECURITIES, INC.
September 1, 2009 - May 24, 2010
AVENTURA CAPITAL MANAGEMENT, LLC
September 1, 2009 - May 24, 2010
AVENTURA SECURITIES, LLC
June 14, 2006 - August 31, 2009
ZACKS INVESTMENT MANAGEMENT, INC.
February 13, 2006 - August 31, 2009
LBMZ SECURITIES, INC.
January 27, 2004 - January 19, 2005
MML INVESTORS SERVICES, LLC
April 26, 1999 - January 13, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 1996 - April 27, 1999
CIBC WORLD MARKETS CORP.
June 18, 1993 - November 13, 1995
BANC OF AMERICA SECURITIES LLC
August 20, 1992 - April 20, 1993
FIRST UNION CAPITAL MARKETS CORP.
May 31, 1991 - June 22, 1992
MORGAN STANLEY DW INC.
April 12, 1985 - December 21, 1989
J.P. MORGAN SECURITIES LLC
September 18, 1984 - April 29, 1985
CITICORP SECURITIES, INC.
March 26, 1982 - August 26, 1982
BECKER PARIBAS INCORPORATED
April 14, 1981 - March 10, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 1977 - December 7, 1980
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CERTUS INVESTMENT ADVISORS, LLC
CRD#: 159221 / SEC#: 801-76679
Contact information
Red Flags
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