Lawrence G. Mcmillan
Professional summary
Lawrence Glenn Mcmillan is a registered financial advisor currently at MCMILLAN ANALYSIS CORPORATION located in Randolph, New Jersey.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1977. Lawrence has worked at 3 firms and has passed the Series 3, Series 15, Series 5, PC, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Glenn Mcmillan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2005 - Present
MCMILLAN ANALYSIS CORPORATION
February 27, 1990 - December 4, 1990
PRUDENTIAL EQUITY GROUP, LLC
January 3, 1977 - August 10, 1995
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/28/2014)
(5/30/2017)
(2/17/2005)
(6/21/2013)
Exams
Series 15
Date: 11/9/1982
Foreign Currency Options ExaminationSeries 5
Date: 10/14/1981
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamCurrent Firm
MCMILLAN ANALYSIS CORPORATION
CRD#: 128920 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 39,102,505 |
Red Flags
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