Charles F. Furr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Francis Furr was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1975. Charles had worked at 18 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2015 - January 3, 2017
REALIZED FINANCIAL, INC.
August 7, 2014 - April 8, 2015
REALIZED FINANCIAL, INC.
November 30, 2011 - August 20, 2012
UBS FINANCIAL SERVICES INC.
October 17, 2007 - June 28, 2011
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
August 9, 2006 - October 17, 2007
COKER & PALMER
February 21, 2006 - August 14, 2006
BOK FINANCIAL SECURITIES, INC.
July 2, 2003 - September 13, 2005
CAPITAL ONE SECURITIES, INC.
March 16, 2001 - June 19, 2003
BOK FINANCIAL SECURITIES, INC.
November 8, 2000 - January 25, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 9, 1999 - August 16, 2000
LEGG MASON WOOD WALKER, INCORPORATED
January 28, 1999 - July 9, 1999
STERNE, AGEE & LEACH, INC.
July 18, 1997 - August 25, 1998
STONE & YOUNGBERG LLC
June 1, 1994 - July 10, 1997
STEPHENS
July 31, 1993 - June 10, 1994
CITIGROUP GLOBAL MARKETS INC.
August 1, 1980 - September 27, 1980
PRUDENTIAL EQUITY GROUP, LLC
November 26, 1979 - July 31, 1993
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 3, 1977 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
November 30, 1975 - July 22, 1976
F. D. BENTON & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationCurrent Firm
REALIZED FINANCIAL, INC.
CRD#: 22333 / SEC#: 801-70703, 8-39659
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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