Jonathan S. Alcaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Scott Alcaro was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1977. Jonathan had worked at 11 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, PC, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - December 31, 2019
MERITAGE FINANCIAL SOLUTIONS
July 25, 2008 - March 8, 2010
WEDBUSH SECURITIES INC.
February 22, 2008 - May 28, 2008
WEDBUSH SECURITIES INC.
January 19, 2006 - February 23, 2006
GCC-PROSPECT CORPORATION
October 12, 2004 - January 10, 2005
GCC-PROSPECT CORPORATION
May 28, 2002 - November 26, 2002
RBC CAPITAL MARKETS, LLC
March 9, 2002 - November 26, 2002
RBC CAPITAL MARKETS, LLC
October 10, 1996 - March 9, 2002
SUTRO & CO. INCORPORATED
August 21, 1992 - October 27, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 20, 1987 - August 26, 1992
LEHMAN BROTHERS INC.
September 30, 1985 - February 11, 1987
JONES INTERNATIONAL SECURITIES, LTD.
October 20, 1980 - October 10, 1985
FOSTER & MARSHALL INC.
November 26, 1979 - September 1, 1980
LEHMAN BROTHERS INC.
September 4, 1979 - November 26, 1979
LOEB PARTNERS
January 3, 1977 - November 29, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 2/5/1988
Foreign Currency Options ExaminationSeries 5
Date: 2/3/1988
Interest Rate Options ExaminationPC
Date: 6/18/1980
AMEX Put and Call ExamSeries 8
Date: 6/6/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MERITAGE FINANCIAL SOLUTIONS
CRD#: 158032 / SEC#: 801-79201
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
