Steven D. Lamell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven D Lamell was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1977. Steven had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 15, 1990 - May 26, 1994
PRUCO SECURITIES, LLC.
April 7, 1980 - May 3, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 7, 1980 - May 3, 1990
SIGNATOR INVESTORS, INC.
November 14, 1979 - June 30, 1981
RUSHMORE CAPITAL, INC.
January 3, 1977 - October 10, 1980
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Exams
Series 1
Date: 12/20/1976
Registered Representative ExaminationCurrent Firm
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
CRD#: 680 / SEC#: 801-12484, 8-13881
Contact information
Red Flags
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