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Thomas R. Meinders

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CRD#: 831280
TM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Richard Meinders was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1977. Thomas had worked at 15 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 29, 1993 - October 5, 1994

TEXAS CAPITAL SECURITIES, INC.

BD
CRD#: 25564
Past

April 30, 1993 - November 1, 1993

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

BD
CRD#: 13741
Past

October 6, 1992 - November 9, 1992

PRIVATE INVESTORS CARTEL, LTD.

BD
CRD#: 17690
Past

May 20, 1992 - September 2, 1992

DEL MAR SECURITIES, INC.

BD
CRD#: 14411
Past

March 29, 1990 - January 18, 1991

FIRST CHOICE SECURITIES CORP.

BD
CRD#: 17021
Past

March 22, 1989 - March 14, 1990

ROYCE PARK INVESTMENTS, INC.

BD
CRD#: 16539
Past

December 5, 1988 - March 9, 1989

FINNET SECURITIES, INC.

BD
CRD#: 17960
Past

March 28, 1984 - November 12, 1988

THE STUART-JAMES COMPANY, INCORPORATED

BD
CRD#: 11691
Past

December 15, 1982 - March 21, 1983

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
Past

June 30, 1982 - December 20, 1982

BOETTCHER & COMPANY, INC.

BD
CRD#: 101
Past

April 20, 1982 - May 26, 1982

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 20, 1982 - March 18, 1982

FIRST MID-AMERICA INC.

BD
CRD#: 306
Past

June 19, 1979 - July 7, 1981

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

September 18, 1978 - June 21, 1979

PIPER SANDLER & CO.

BD
CRD#: 665
Past

January 3, 1977 - September 18, 1978

DAIN, KALMAN & QUAIL, INCORPORATED

BD
CRD#: 202

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/9/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/1993
General Securities Principal Examination

Current Firm

TC
TEXAS CAPITAL SECURITIES, INC.
PHOENIX SECURITIES, INC. | TEXAS CAPITAL SECURITIES, INC. | TEXAS CAPITAL SECURITIES | RSCB SECURITIES, INC. | RECKLING, SMETEK, CUNNINGHAM & BUCKLEY, INC.

CRD#: 25564 / SEC#: , 8-41799

BD
Cancelled by SEC on 03/09/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 10/05/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAS CAPITAL SECURITIES, INC.

CRD#: 25564

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