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Gerard W. Racasi

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CRD#: 831249
GR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerard William Racasi was a registered financial professional .

Gerard is a previously registered financial professional and started their career in finance in 1976. Gerard had worked at 11 firms and has passed the Series 63, SIE and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 16, 2015 - December 31, 2017

MATCH-POINT SECURITIES, LLC

BD
CRD#: 17687
NEW ORK, NY
Past

November 9, 2007 - September 19, 2017

SEVEN POINTS CAPITAL, LLC

BD
CRD#: 144211
NEW YORK, NY
Past

July 26, 2001 - November 8, 2007

EQUITY TRADING ONLINE, LLC

BD
CRD#: 104038
FLEMINGTON, NJ
Past

January 27, 1999 - October 4, 2001

HORIZON CAPITAL, INC.

BD
CRD#: 41362
SARASOTA, FL
Past

January 5, 1999 - January 27, 1999

HORIZON CAPITAL, INC.

BD
CRD#: 41362
Past

October 19, 1987 - January 13, 1999

DRIZOS INVESTMENTS, INC.

BD
CRD#: 15087
MORRISTOWN, NJ
Past

February 10, 1987 - September 29, 1987

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

July 18, 1985 - June 17, 1986

GMS GROUP

BD
CRD#: 8000
Past

August 11, 1982 - April 3, 1985

MCG PORTFOLIO MANAGEMENT CORP.

BD
CRD#: 7070
Past

August 1, 1980 - August 12, 1982

WOLFE & HURST BOND BROKERS INC.

BD
CRD#: 8288
Past

November 6, 1978 - January 19, 1979

WOLFSON, ZALKIND & COMPANY, INC.

BD
CRD#: 3796
Past

December 15, 1976 - December 16, 1978

P. S. WINSTON & CO., INC.

BD
CRD#: 7150

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 40
Date: 12/13/1976
Registered Principal Examination

Current Firm

MS
MATCH-POINT SECURITIES, LLC
CHARLES W. PACE SECURITIES GROUP, INC. | MATCH-POINT SECURITIES, LLC

CRD#: 17687 / SEC#: , 8-35606

BD
Terminated by SEC on 04/06/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/29/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CLANFIELD PARTNERS, LLCMANAGER/MEMBER
MANGIERI, MICHAEL HOWARDMEMBER, CCO4229177
MILLER, JOHN STEVENSONFINOP2139980

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MATCH-POINT SECURITIES, LLC

CRD#: 17687

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