Maxine S. Weiner

MAXINE WEINER, CFP(R)

Boca Raton, FL

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CRD#: 831025

Professional summary

Maxine Starr Weiner, CFP®, who also goes by Maxine S Weiner, is a registered financial advisor currently at MAXINE WEINER, CFP(R) located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.

Maxine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Maxine has worked at 6 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maxine S Weiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT (FIXED ANNUITIES, LONG-TERM CARE) 2 SECURITIES TRADING HOURS WEEKLY, 1 NON SECURITIES TRADING HOURS WEEKLY, START DATE 11/1983 2) NAME OF OTHER BUSINESS: DBA MAXINE WEINER, CFP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: INVESTMENTS START DATE: 11/1983 POSITION/TITLE/RELATIONSHIP: CFP APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE AND IAR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxine Starr Weiner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

October 29, 2021 - Present

MAXINE WEINER, CFP(R)

RIA

CRD#: 125834

Boca Raton, FL

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #2: 303 S Broadway Ste 103, Tarrytown, NY 10591

CRD#: 13572

BOCA RATON, FL

Past

September 16, 2015 - October 2, 2020

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

NEW YORK, NY

Past

August 1, 2003 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

NEW YORK, NY

Past

February 12, 1993 - January 28, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

NEW YORK, NY

Past

April 4, 1983 - December 20, 1984

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

June 17, 1982 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 16, 1976 - April 16, 1978

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/14/2025)

Connecticut
(9/3/2013)

Florida
(9/3/2013)

Michigan
(3/4/2014)

New Jersey
(9/3/2013)

New York
(9/3/2013)

IAR

New York
(10/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/13/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MAXINE WEINER, CFP(R)

ERE FINANCIAL SERVICES, INC | MAXINE WEINER, CFP(R) | MAXINE WEINER, CFP | MAXINE STARR WEINER

CRD#: 125834 / SEC#:

New York

Registered Investment Advisory firm - (10/22/1997 Approved)

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Contact information

Main Address

Boca Raton, FL

Mailing Address

Phone number

(212) 532-4610

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Maxine S. Weiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maxine Starr Weiner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/1998

Series 63

Date: 12/21/1993

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

Series 1

Date: 12/13/1976

Series 24

Date: 10/20/1997

FINRA

Current Firm

MAXINE WEINER, CFP(R)

Contact information

Documents

Red Flags

Company Information

MAXINE WEINER, CFP(R)

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