Joseph N. Pecoraro

PVG ASSET MANAGEMENT CORP

DENVER, CO 80122

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CRD#: 831015

Professional summary

Joseph Nicholas Pecoraro JR is a registered financial advisor currently at PVG ASSET MANAGEMENT CORP located in Denver, Colorado.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Joseph has worked at 8 firms and has passed the Series 40 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Nicholas Pecoraro JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2005 - Present

PVG ASSET MANAGEMENT CORP

Office #1: 6898 S. University Blvd. Suite 100, Denver, CO 80122

RIA

CRD#: 105541

DENVER, CO

Past

July 12, 2005 - January 3, 2006

RAHMIG WILLIAM CONRAD

RIA

CRD#: 105544

GOLDEN, CO

Past

July 12, 2005 - December 31, 2006

GENESEE INVESTMENT PARTNERS

RIA

CRD#: 126626

GOLDEN, CO

Past

April 28, 1994 - July 25, 1995

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

MARBLE FALLS, TX

Past

February 10, 1990 - January 15, 1996

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Past

September 23, 1985 - July 15, 1987

CAS DISTRIBUTION CORPORATION

CRD#: 16378

Past

February 14, 1983 - May 23, 1989

GREYSTONE SECURITIES

CRD#: 10455

Past

December 14, 1976 - January 21, 1982

OPPENHEIMER ASSET MANAGEMENT CORPORATION

CRD#: 386

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/12/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 40

Date: 12/10/1976

Registered Principal Examination

Current Firm

PVG ASSET MANAGEMENT CORP

CRD#: 105541 / SEC#: 801-30581

RIA

Registered Investment Advisory firm - (10/23/1987 Approved)

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Contact information

Main Address

6898 S. University Blvd. Suite 100, Centennial, CO 80122

Mailing Address

Phone number

(303) 526-0548

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts	949
AUM (Assets Under Management)	$ 617,865,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph N. Pecoraro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Nicholas Pecoraro JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PVG ASSET MANAGEMENT CORP

RAHMIG WILLIAM CONRAD

GENESEE INVESTMENT PARTNERS

DOMINION INVESTOR SERVICES, INC.

THINKEQUITY LLC

CAS DISTRIBUTION CORPORATION

GREYSTONE SECURITIES

OPPENHEIMER ASSET MANAGEMENT CORPORATION

Primary Firm SEC Registration

PVG ASSET MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 40

Date: 12/10/1976

Current Firm

PVG ASSET MANAGEMENT CORP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PVG ASSET MANAGEMENT CORP

TRUST BUT VERIFY

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