Joseph Nicholas Pecoraro Jr
Professional Summary
Joseph Nicholas Pecoraro JR is a registered financial advisor currently at PVG ASSET MANAGEMENT CORP located in Centennial, Colorado. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Joseph has worked at 8 firms and has passed the Series 40 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
50 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMMON ADVISORY SERVICES, LLC | STONE TOWER GROUP LLC | SMITH SHEETS INVESTMENT MANAGEMENT LLC | PVG WEALTH MANAGEMENT | PVG FAMILY OFFICE | PVG ASSET MANAGEMENT CORP | BENSON WEALTH MANAGEMENT
Contact Information
Main Address
6898 S. University Blvd. Suite 100, Centennial, CO 80122Phone Number
(303) 526-0548# of Employees
9SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
746AUM (Assets Under Management)
$624,910,848Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AMMON ADVISORY SERVICES, LLC | STONE TOWER GROUP LLC | SMITH SHEETS INVESTMENT MANAGEMENT LLC | PVG WEALTH MANAGEMENT | PVG FAMILY OFFICE | PVG ASSET MANAGEMENT CORP | BENSON WEALTH MANAGEMENT
State Registrations and Notice Filings
(7/12/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 40 — Registered Principal Examination
Passed Dec 1976Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Nicholas Pecoraro JR's CRS (Customer Relationship Summary).
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