James R. Stoner
Professional summary
James Richard Stoner is a registered financial professional currently at MODERN CAPITAL SECURITIES INC. located in Peoria Heights, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1976. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Richard Stoner's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2004 - Present
MODERN CAPITAL SECURITIES INC.
Office #1: 4700 N Prospect Rd, Ste A12, Peoria Heights, IL 61616-6451November 16, 1998 - November 19, 2004
SENTRA SECURITIES CORPORATION
February 17, 1993 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
December 14, 1976 - March 26, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2004)
Exams
Series 1
Date: 12/8/1976
Registered Representative ExaminationFINRA
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
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