Stephen G. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Goodman Cohn JR, who also goes by Stephen G Cohn Jr, Steve Cohn Jr, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1976. Stephen had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2007 - December 31, 2017
THE O.N. EQUITY SALES COMPANY
June 18, 2001 - October 11, 2007
SIGMA FINANCIAL CORPORATION
February 2, 1998 - June 15, 2001
NEW ENGLAND SECURITIES
September 3, 1997 - January 16, 1998
ALLSTATE FINANCIAL SERVICES, LLC
August 26, 1986 - June 12, 1989
NYLIFE SECURITIES LLC
February 4, 1984 - August 18, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 4, 1984 - August 18, 1988
EQUITABLE ADVISORS, LLC
October 20, 1980 - May 13, 1996
EQUITABLE ADVISORS, LLC
October 20, 1980 - August 31, 1997
EQUITABLE ADVISORS, LLC
December 14, 1976 - August 3, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/8/1976
Registered Representative ExaminationCurrent Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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