Stephen G. Fisher
Professional summary
Stephen Gregory Fisher, who also goes by Steve Fisher, is a registered financial professional currently at L. B. FISHER & COMPANY located in Dallas, Texas.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1984. Stephen has worked at 2 firms and has passed the Series 57TO, Series 52TO, Series 7TO, SIE, Series 55, Series 24, Series 53, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Gregory Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 1976 - Present
L. B. FISHER & COMPANY
Office #1: 16924 Preston Bend Drive, Dallas, TX 75248August 13, 1984 - May 30, 1986
BOARDROOM SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/1983)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 12/30/1999
Limited Representative-Equity Trader ExamSeries 40
Date: 10/12/1976
Registered Principal ExaminationFINRA
Current Firm
L. B. FISHER & COMPANY
CRD#: 7306 / SEC#: , 8-21023
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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Company Information
L. B. FISHER & COMPANY
CRD#: 7306Dallas, TX 75248TRUST BUT VERIFY
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