William James Rowe
Professional Summary
William James Rowe is a registered financial advisor currently at PASSCO CAPITAL, INC. located in Irvine, California. William is registered as a RR (Registered Representative) and started their career in finance in 2026. William has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
PASSCO CAPITAL, INC.
Contact Information
Main Address
2050 Main Street Suite 650, Irvine, CA 92614Mailing Address
2050 Maiin Street Suite 650, Irvine, CA 92614Phone Number
(949) 442-1000Established
California since 03/16/1998Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Aug 2026About the Series 22TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William James Rowe's CRS (Customer Relationship Summary).
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