Victor A. Lessinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Alan Lessinger was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1976. Victor had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 1, Series 24, Series 8 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2012 - April 26, 2023
COLORADO FINANCIAL SERVICE CORPORATION
July 5, 2007 - June 20, 2012
BROOKSTONE SECURITIES, INC.
February 16, 2005 - April 29, 2006
ARCHER ALEXANDER SECURITIES CORPORATION
January 28, 2002 - February 24, 2005
ARJENT LTD.
May 21, 1997 - January 23, 2002
PREFERRED SECURITIES GROUP, INC.
July 12, 1995 - April 7, 1997
W.J. NOLAN & COMPANY, INC.
April 26, 1995 - May 31, 1995
LPL FINANCIAL LLC
January 3, 1995 - April 6, 1995
A. T. BROD & CO. INC.
December 9, 1976 - October 31, 1994
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 12/6/1976
Registered Representative ExaminationSeries 8
Date: 3/20/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
COLORADO FINANCIAL SERVICE CORPORATION
CRD#: 104343 / SEC#: 801-76716, 8-52817
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
