Julian P. Alvarez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Perez Alvarez was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 1976. Julian had worked at 5 firms and has passed the Series 63, Series 55, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2003 - August 4, 2004
DILLON SCOTT SECURITIES, INC.
October 7, 1993 - June 20, 2002
WALL STREET EQUITIES INCORPORATED
April 16, 1992 - May 4, 1993
CROWN FINANCIAL GROUP, INC.
October 29, 1984 - November 1, 1991
KENNEDY, CABOT & CO.
February 18, 1981 - February 9, 1984
ACUMENT SECURITIES, INC.
December 9, 1976 - March 1, 1981
KENNEDY, CABOT & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/2/1998
Limited Representative-Equity Trader ExamF04
Date: 12/19/1977
Financial Principal ExaminationSeries 40
Date: 11/29/1976
Registered Principal ExaminationCurrent Firm
DILLON SCOTT SECURITIES, INC.
CRD#: 118755 / SEC#: , 8-53718
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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