George M. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Morgan Palmer JR, who also goes by George Morgan Palmer, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1976. George had worked at 20 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2015 - April 29, 2016
VARSITY ASSET MANAGEMENT, LLC
July 8, 2010 - April 16, 2012
QUASAR DISTRIBUTORS, LLC
November 12, 2008 - September 2, 2014
ORION CAPITAL MANAGEMENT INC
August 29, 2007 - July 18, 2008
FIFTH THIRD SECURITIES, INC.
February 26, 2007 - August 20, 2007
IFMG SECURITIES, INC.
March 31, 2005 - March 19, 2007
TOWER SQUARE SECURITIES, INC.
May 20, 2003 - June 17, 2004
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 4, 2002 - November 5, 2002
NYLIFE DISTRIBUTORS LLC
August 16, 2001 - March 22, 2002
DIRECTED SERVICES LLC
April 1, 1999 - August 23, 2001
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
September 16, 1998 - March 16, 1999
THE FIRST AMERICAN INVESTMENT BANKING CORPORATION
March 13, 1997 - November 26, 1997
SII INVESTMENTS, INC.
July 28, 1994 - May 15, 1996
AMSOUTH INVESTMENT SERVICES, INC.
January 19, 1994 - July 27, 1994
MARKETING ONE SECURITIES, INC.
August 5, 1993 - September 17, 1993
TRUIST INVESTMENT SERVICES, INC.
February 13, 1992 - August 2, 1993
UBS FINANCIAL SERVICES INC.
March 27, 1989 - February 13, 1992
MORGAN STANLEY DW INC.
August 25, 1986 - April 20, 1987
WACHOVIA BROKERAGE SERVICE
May 19, 1978 - June 28, 1984
KIDDER, PEABODY & CO. INCORPORATED
December 2, 1976 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARSITY ASSET MANAGEMENT, LLC
CRD#: 169295 / SEC#: 801-79077
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
