David A. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Arthur Collins was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1976. David had worked at 8 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1985 - May 30, 1986
FIRST INVESTMENT SECURITIES, INC.
November 23, 1983 - April 16, 1985
COLLINS SECURITIES CORPORATION
July 10, 1980 - August 15, 1983
UNITED CAPITAL CORPORATION
November 26, 1979 - August 16, 1980
T. J. RANEY & SONS, INC.
March 22, 1978 - December 23, 1979
BEVILL, BRESLER & SCHULMAN INCORPORATED
January 13, 1978 - April 18, 1978
MARCUS, STOWELL & BEYE, INC.
June 21, 1977 - December 25, 1977
F. L. LAWRENCE & COMPANY, INC.
December 1, 1976 - July 24, 1977
UMIC, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 11/24/1976
Registered Principal ExaminationCurrent Firm
FIRST INVESTMENT SECURITIES, INC.
CRD#: 13459 / SEC#: , 8-29231
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
