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Edward Thomas Hackney

CRD# 830755·Registered 1981 - 1988
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Thomas Hackney was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1981 - 1988. Edward had worked at 7 firms and has passed the Series 63 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

AMBANC SECURITIES, INC.·CRD# 16351
BD
March 6, 1987 - March 22, 1988
JHM, INC.·CRD# 7113
BD
January 24, 1985 - February 19, 1987
JM DISSOLUTION, INC.·CRD# 6980
BD
May 22, 1984 - January 14, 1985
PARK, RYAN, INC.·CRD# 7154
BD
April 20, 1983 - May 11, 1984
JHM, INC.·CRD# 7113
BD
October 19, 1982 - April 25, 1983
J. MILTON NEWTON, INCORPORATED·CRD# 7109
BD
August 17, 1982 - September 29, 1982
HENDERSON, FEW & CO.·CRD# 6977
BD
April 7, 1982 - June 17, 1982
FIRST CITIZENS MUNICIPAL CORPORATION·CRD# 7265
BD
November 18, 1981 - March 2, 1982

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Current Firm

AS
AMBANC SECURITIES, INC.

AMBANC SECURITIES, INC.

CRD#: 16351 / SEC#: 8-33822
BD
Terminated by SEC on 09/19/1993

Contact Information

Established

Arizona since 01/31/1985

Firm Type

Corporation

Fiscal Year End

January

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1981About the Series 63 exam

Series 40 — Registered Principal Examination

Passed Nov 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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