Richard D. Dixon

FINANCIAL PARTNERS

Nags Head, NC

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CRD#: 830736

Professional summary

Richard Dillard Dixon III, CFP®, who also goes by Richard Dillard Dixon, Richard Dillard Dixon III, is a registered financial advisor currently at FINANCIAL PARTNERS, INC. located in Nags Head, North Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Richard has worked at 12 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Dillard Dixon | Richard Dillard Dixon Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RD Dixon, III Insurance sales it is not investment related --- address is 6014 S Caddie Ct Nags Head 27959---it is an insurance related business---sole proprietor---relationship with Financial Partners, Inc. is not related.--have had an insurance license since 1976business in 1976---20 per month hrs worked---there is no relationship to the other business \

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dillard Dixon III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 2331

EDENTON, NC

Past

December 2, 2008 - January 23, 2009

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

EDENTON, NC

Past

October 31, 2008 - January 23, 2009

CRD#: 16164

EDENTON, NC

Past

December 4, 2002 - October 28, 2003

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

March 20, 2000 - December 3, 2002

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

May 3, 1999 - March 31, 2000

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 4, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

October 28, 1988 - December 31, 1988

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

March 9, 1987 - November 17, 1988

FOCUS SECURITIES, INC.

CRD#: 15023

Past

December 1, 1976 - March 18, 1987

CINCINNATI ANALYSTS, INC.

CRD#: 5478

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 1

Date: 11/22/1976

Registered Representative Examination

Current Firm

FINANCIAL PARTNERS, INC.

CRD#: 331728 / SEC#:

North Carolina

Registered Investment Advisory firm - (4/11/2025 Approved)

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Contact information

Main Address

Nags Head, NC

Mailing Address

Po Box 190 6014 S Caddie Ct, Nags Head, NC 27959

Phone number

(252) 489-3703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 12,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard D. Dixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Dillard Dixon III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL PARTNERS, INC.

FINANCIAL PARTNERS, INC.

INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

G.M. GOWER & CO., LTD

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE O.N. EQUITY SALES COMPANY

CAPITAL INVESTMENT GROUP, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

FOCUS SECURITIES, INC.

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 1

Date: 11/22/1976

Current Firm

FINANCIAL PARTNERS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL PARTNERS, INC.

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