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Sumantra Sengupta

HAMILTON GRANT
Calabasas, CA
·CRD# 8307290·4 years experience

Professional Summary

Sumantra Sengupta is a registered financial advisor currently at HAMILTON GRANT LLC located in Calabasas, California. Sumantra is registered as a RR (Registered Representative) and started their career in finance in 2026. Sumantra has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

HAMILTON GRANT LLC·CRD# 166180
BD
Calabasas, CA
July 23, 2026 - Present

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Current Firm

HG
HAMILTON GRANT LLC

HAMILTON GRANT LLC

CRD#: 166180 / SEC#: 8-69192
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

26963 Alsace Drive, Calabasas, CA 91302

Mailing Address

26963 Alsace Drive, Calabasas, CA 91302

Phone Number

(310) 697-5259

Established

Delaware since 03/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
XEEN, LLCMEMBER—
KUO, ANDREW C.MEMBER4415637
VIKHLYAEV, ALEXANDERMEMBER; MEMBER BOARD OF MANAGERS7278312
KEBETS, VADIMMEMBER6141170
KOCHAVI, DORONMEMBER1011155
LEE, BONNY SYMEMBER2486522
O'CONNELL, THOMAS MICHAELMEMBER2529442
REA, WENDY AUSTINMEMBER724857
BIZUB, DONALD MICHAELCEO1600090
COLLETT, DAVID WENDALLVP, CFO2352407
KAISER, BRADLEY CLIFFORDCCO2523397
MORRIS, JOHN MCHAIRMAN, BOARD OF MANAGERS1655987

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/23/2026)
RR
Texas
(7/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2025About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jul 2026About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2022About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sumantra Sengupta's CRS (Customer Relationship Summary).

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