Ronald H. Olson

R.O.I.

Lehi, UT 84043

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CRD#: 830680

Professional summary

Ronald Harry Olson is a registered financial advisor currently at R.O.I. located in Lehi, Utah.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Ronald has worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Harry Olson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2008 - Present

R.O.I.

Office #1: 2901 W Bluegrass Blvd Suite 200-99, Lehi, UT 84043

RIA

CRD#: 116966

Lehi, UT

Past

April 1, 1995 - April 19, 2007

INTERMOUNTAIN FINANCIAL SERVICES, INC.

CRD#: 15386

HEBER CITY, UT

Past

December 2, 1991 - December 31, 2005

R.O.I.

RIA

CRD#: 116966

LINDON, UT

Past

February 21, 1990 - April 1, 1995

RICHARDS INVESTMENTS

CRD#: 3176

SALT LAKE CITY, UT

Past

December 20, 1989 - February 16, 1990

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

August 5, 1982 - April 8, 1987

BOARDWALK CAPITAL CORPORATION

CRD#: 10279

Past

January 28, 1980 - April 10, 1984

RICHARDS INVESTMENTS

CRD#: 3176

Past

December 7, 1976 - March 20, 1981

VERNON A. COOLEY ASSOCIATES

CRD#: 1531

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(3/24/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/24/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1989

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 12/4/1976

Registered Representative Examination

Current Firm

R.O.I.

R.O.I. | RONALD OLSON, INC.

CRD#: 116966 / SEC#: 801-64619

RIA

Registered Investment Advisory firm - (4/4/2012 Terminated)

Texas

Registered Investment Advisory firm - (2/25/2011 Conditional Restricted)

Utah

Registered Investment Advisory firm - (3/26/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2901 W Bluegrass Blvd Suite 200-99, Lehi, UT 84043

Mailing Address

Phone number

(801) 785-3254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	703
AUM (Assets Under Management)	$ 85,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald H. Olson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Harry Olson's CRS (Customer Relationship Summary).

Certified licenses

Experience

R.O.I.

INTERMOUNTAIN FINANCIAL SERVICES, INC.

R.O.I.

RICHARDS INVESTMENTS

TOWER SQUARE SECURITIES, INC.

BOARDWALK CAPITAL CORPORATION

RICHARDS INVESTMENTS

VERNON A. COOLEY ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 1/24/1990

Series 7

Date: 12/16/1989

Series 1

Date: 12/4/1976

Current Firm

R.O.I.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

R.O.I.

TRUST BUT VERIFY

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