Syed N. Haque

PRUDENT INVESTMENT ADVISORS

Rego Park, NY 11374

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CRD#: 830662

Professional summary

Syed Nurul Haque is a registered financial advisor currently at PRUDENT INVESTMENT ADVISORS, INC. located in Rego Park, New York.

Syed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Syed has worked at 2 firms and has passed the Series 65 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRACTICING AS A SELF-EMPLOYED C.P.A.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Syed Nurul Haque's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2022 - Present

PRUDENT INVESTMENT ADVISORS, INC.

Office #1: 92-29 Queens Blvd Suite 1b, Rego Park, NY 11374

RIA

CRD#: 126501

Rego Park, NY

Past

December 8, 2004 - April 23, 2014

PRUDENT INVESTMENT ADVISORS, INC.

RIA

CRD#: 126501

REGO PARK, NY

Past

October 14, 1982 - October 10, 1985

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/15/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 1

Date: 12/2/1976

Registered Representative Examination

Current Firm

PRUDENT INVESTMENT ADVISORS, INC.

CRD#: 126501 / SEC#:

New Jersey

Registered Investment Advisory firm - (4/23/2014 Terminated)

New York

Registered Investment Advisory firm - (10/23/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

92-29 Queens Blvd Suite 1b, Rego Park, NY 11374

Mailing Address

Phone number

(718) 896-8900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 7,436,513

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Syed N. Haque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Syed Nurul Haque's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENT INVESTMENT ADVISORS, INC.

PRUDENT INVESTMENT ADVISORS, INC.

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/15/2003

Series 1

Date: 12/2/1976

Current Firm

PRUDENT INVESTMENT ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRUDENT INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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