Charles P. Tiedje
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Peter Tiedje JR, who also goes by Charles P Tiedje Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1976. Charles had worked at 14 firms and has passed the Series 63, SIE, Series 62 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2002 - December 31, 2018
G. A. REPPLE & COMPANY
June 17, 2002 - December 31, 2018
G. A. REPPLE & COMPANY
December 11, 2000 - June 13, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 8, 2000 - June 13, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 11, 1993 - March 31, 1999
OSAIC FA, INC.
August 10, 1993 - March 31, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 25, 1992 - May 12, 1993
PRUCO SECURITIES, LLC.
November 2, 1989 - August 5, 1992
NEW ENGLAND SECURITIES
November 13, 1986 - January 26, 1988
DREHER & ASSOCIATES, INC.
October 24, 1985 - December 13, 1986
MILLER FINANCIAL CORP.
June 25, 1985 - October 28, 1985
COORDINATED EQUITIES, INC.
February 15, 1984 - June 27, 1985
ECONOMIC RESOURCES, INC.
May 18, 1983 - March 7, 1984
IRG SECURITIES, INC.
November 19, 1982 - May 5, 1983
SPRING & BOE INVESTMENT CORP.
April 27, 1982 - August 29, 1983
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
December 7, 1976 - April 4, 1990
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/18/1988
Corporate Securities Limited Representative ExaminationSeries 1
Date: 11/24/1976
Registered Representative ExaminationCurrent Firm
G. A. REPPLE & COMPANY
CRD#: 17486 / SEC#: 801-63426, 8-35315
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,349 |
| AUM (Assets Under Management) | $ 614,731,911 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
