Craig A. Junkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig A Junkins, who also goes by Craig Allen Junkins, Craig Junkins, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1976. Craig had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2018 - October 15, 2019
WADDELL & REED
December 20, 2017 - October 15, 2019
WADDELL & REED
July 18, 2016 - November 10, 2017
CALTON & ASSOCIATES, INC.
July 7, 2016 - November 10, 2017
CALTON & ASSOCIATES, INC.
March 14, 2013 - June 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 25, 2013 - June 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 30, 2008 - August 27, 2012
FIRST ALLIED SECURITIES, INC.
August 23, 2006 - August 31, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
February 8, 2002 - January 18, 2007
FFP ADVISORY SERVICES INC
February 4, 2002 - May 30, 2008
FFP SECURITIES, INC.
November 24, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 24, 1998 - December 18, 2001
EQUITABLE ADVISORS, LLC
June 9, 1995 - April 7, 1998
AETNA FINANCIAL SERVICES, INC.
May 19, 1995 - June 12, 1998
VOYA FINANCIAL PARTNERS, LLC
March 14, 1994 - May 9, 1995
AMERICAN EXPRESS SERVICE CORPORATION
December 1, 1976 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 1, 1976 - May 9, 1995
IDS LIFE INSURANCE COMPANY
December 1, 1976 - May 9, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/26/1976
Registered Representative ExaminationCurrent Firm
WADDELL & REED
CRD#: 866 / SEC#: 801-16720, 8-27030
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WADDELL & REED FINANCIAL SERVICES, INC. | SHAREHOLDER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHAIRMAN OF THE BOARD | 4003349 |
| DALEY, MICHAEL JOHN | VP AND FINANCIAL AND OPERATIONS PRINCIPAL | 6923129 |
| HANSEN, ELIZABETH ANN | SVP AND CHIEF COMPLIANCE OFFICER | 2199658 |
| HORAN-ADAMS, KIRBY LEPAK | EXECUTIVE VICE PRESIDENT | 5097259 |
| KRAMPER, MATTHEW SCOTT | VP AND PRINCIPAL OPERATIONS OFFICER | 2750651 |
| MIHAL, SHAWN MICHAEL | EXECUTIVE VICE PRESIDENT | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | ASSISTANT TREASURER | 2420144 |
| OROSCHAKOFF, MICHELLE | VICE-CHAIRMAN OF THE BOARD | 2403199 |
| SIMONICH, BRENT BLAIN | TREASURER | 3254859 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 11 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
