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Craig A Junkins

CRD# 830565·Registered 1976 - 2019
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig A Junkins, who also goes by Craig Allen Junkins, Craig Junkins, was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1976 - 2019. Craig had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Craig Allen Junkins, Craig Junkins

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

WADDELL & REED·CRD# 866
RIA
Overland Park, KS
January 11, 2018 - October 15, 2019
WADDELL & REED·CRD# 866
BD
Overland Park, KS
December 20, 2017 - October 15, 2019
CALTON & ASSOCIATES, INC.·CRD# 20999
RIA
Tampa, FL
July 18, 2016 - November 10, 2017
CALTON & ASSOCIATES, INC.·CRD# 20999
BD
Tampa, FL
July 7, 2016 - November 10, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
St Petersburg, FL
March 14, 2013 - June 21, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
St Petersburg, FL
January 25, 2013 - June 21, 2016
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Clearwater, FL
May 30, 2008 - August 27, 2012
FIRST ALLIED ADVISORY SERVICES, INC.·CRD# 137888
RIA
Chesterfield, MO
August 23, 2006 - August 31, 2012
FFP ADVISORY SERVICES INC·CRD# 110778
RIA
Chesterfield, MO
February 8, 2002 - January 18, 2007
FFP SECURITIES, INC.·CRD# 16337
BD
Chesterfield, MO
February 4, 2002 - May 30, 2008
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
November 24, 1998 - January 5, 2000
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
November 24, 1998 - December 18, 2001
AETNA FINANCIAL SERVICES, INC.·CRD# 13255
BD
Hartford, CT
June 9, 1995 - April 7, 1998
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
May 19, 1995 - June 12, 1998
AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518
BD
Minneapolis, MN
March 14, 1994 - May 9, 1995
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
December 1, 1976 - December 24, 1986
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 1, 1976 - May 9, 1995
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 1, 1976 - May 9, 1995

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Current Firm

W&
WADDELL & REED

WADDELL & REED | WADDELL & REED, INC.

CRD#: 866 / SEC#: 801-16720, 8-27030
BD
Terminated by SEC on 12/18/2021

Contact Information

Main Address

6300 Lamar Avenue, Overland Park, KS 66202-4200

Established

Delaware since 08/11/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADVISORY SERVICES BROCHURE - CHOICE MAP (3/31/2021)

Direct owners and executive officers

NamePositionCRD#
WADDELL & REED FINANCIAL SERVICES, INC.SHAREHOLDER—
AUDETTE, MATTHEW JONPRESIDENT AND CHAIRMAN OF THE BOARD4003349
DALEY, MICHAEL JOHNVP AND FINANCIAL AND OPERATIONS PRINCIPAL6923129
HANSEN, ELIZABETH ANNSVP AND CHIEF COMPLIANCE OFFICER2199658
HORAN-ADAMS, KIRBY LEPAKEXECUTIVE VICE PRESIDENT5097259
KRAMPER, MATTHEW SCOTTVP AND PRINCIPAL OPERATIONS OFFICER2750651
MIHAL, SHAWN MICHAELEXECUTIVE VICE PRESIDENT3262384
MITCHELL, CHRISTOPHER MILLSASSISTANT TREASURER2420144
OROSCHAKOFF, MICHELLEVICE-CHAIRMAN OF THE BOARD2403199
SIMONICH, BRENT BLAINTREASURER3254859

Disclosures

Regulatory Event

29

Civil Event

1

Arbitration

11

Bond

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1986About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1976

Series 27 — Financial and Operations Principal Examination

Passed Sep 2018About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Mar 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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