Rodney Rigsby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Rigsby was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1976. Rodney had worked at 6 firms and has passed the Series 7, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 1989 - April 1, 1992
EQUITRADE, INC.
July 17, 1985 - August 1, 1989
CAMBRIDGE WAY, INC.
October 31, 1984 - March 22, 1985
THOMSON MCKINNON SECURITIES INC.
September 21, 1981 - November 5, 1984
UBS FINANCIAL SERVICES INC.
January 12, 1979 - October 10, 1981
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1976 - January 14, 1979
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUITRADE, INC.
CRD#: 25295 / SEC#: , 8-41639
Contact information
Documents
Red Flags
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