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Rodney Rigsby

CRD# 830555·Registered 1976 - 1992
Previously Registered: Being a previously registered professional could mean that Rodney is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rodney Rigsby was a registered financial advisor. Rodney was a previously registered financial professional and started their career in finance 1976 - 1992. Rodney had worked at 6 firms and has passed the Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

EQUITRADE, INC.·CRD# 25295
BD
November 17, 1989 - April 1, 1992
CAMBRIDGE WAY, INC.·CRD# 16328
BD
Brentwood, TN
July 17, 1985 - August 1, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
October 31, 1984 - March 22, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 21, 1981 - November 5, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 12, 1979 - October 10, 1981
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
December 1, 1976 - January 14, 1979

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Current Firm

EI
EQUITRADE, INC.

EQUITRADE, INC.

CRD#: 25295 / SEC#: 8-41639
BD
Expelled by FINRA on 01/28/1993

Contact Information

Established

Tennessee since 08/20/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Nov 1976About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1990About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1989About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed May 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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