Melvin E. Horton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Earl Horton JR was a registered financial advisor .
Melvin is a previously registered financial advisor and started their career in finance in 1976. Melvin had worked at 15 firms and has passed the Series 63, Series 65, Series 3, PC, Series 7, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2010 - June 3, 2011
1792 SECURITIES, LLC
April 30, 2008 - April 30, 2008
TEXAS SECURITIES, INC.
February 18, 2004 - September 25, 2006
WFG ADVISORS, LP
February 4, 2004 - June 23, 2006
WFG INVESTMENTS, INC.
February 29, 2000 - January 2, 2004
IMS SECURITIES, INC.
February 29, 2000 - January 2, 2004
IMS SECURITIES, INC.
January 30, 1997 - February 1, 2000
HILLTOP SECURITIES INC.
May 23, 1996 - December 31, 1996
RHODES SECURITIES, INC.
July 31, 1993 - March 20, 1996
CITIGROUP GLOBAL MARKETS INC.
September 2, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 6, 1989 - September 13, 1989
GREYCLIFFE SECURITIES, INC.
September 25, 1987 - December 19, 1988
LEHMAN BROTHERS INC.
August 24, 1982 - August 29, 1987
E. F. HUTTON & COMPANY INC
November 26, 1980 - October 15, 1982
THE HORTON COMPANY, INC.
July 18, 1978 - December 21, 1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 16, 1977 - July 8, 1978
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/21/1987
AMEX Put and Call ExamSeries 8
Date: 2/24/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
1792 SECURITIES, LLC
CRD#: 146048 / SEC#: , 8-67779
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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