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DB

David A. Blech

Some features on this profile are disabled
CRD#: 830425
DB

Professional summary

David Abraham Blech was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, David had worked at 1 firm, which includes D. BLECH & COMPANY INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Blech

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 2, 1991 - June 29, 1995

D. BLECH & COMPANY, INCORPORATED

BD
CRD#: 26063
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/26/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/1990
General Securities Principal Examination

Current Firm

DB
D. BLECH & COMPANY, INCORPORATED
BLECH & COMPANY, INCORPORATED | D. BLECH & COMPANY, INCORPORATED

CRD#: 26063 / SEC#: , 8-42295

BD
Cancelled by SEC on 05/16/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 01/17/1990
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D. BLECH & COMPANY, INCORPORATED

CRD#: 26063

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