Mary C. Ayers-rigsby
Professional summary
Mary Catherine Ayers-rigsby, who also goes by Mary C Ayers, Mary Catherine Ayers, Catherine Ayersrigsby, Mary Catherine Ayersrigsby, Mary Catherine Rigsay, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1983. Mary has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, Series 7TO, SIE, Series 55, Series 3, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Catherine Ayers-rigsby's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2009 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 1445 Research Blvd., Ste 530, Rockville, MD 20850March 26, 2002 - August 31, 2009
GUGGENHEIM DISTRIBUTORS, LLC
April 7, 1999 - March 30, 2001
ONLINE SECURITIES, INC.
April 9, 1990 - December 19, 2001
NEW YORK BROKER, INC.
March 3, 1987 - April 3, 1989
EMPIRE BROKERAGE SERVICES, INC.
October 3, 1983 - November 9, 1989
HORNBLOWER FISCHER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2013)
(1/12/2022)
(2/14/2013)
(8/28/2009)
(2/14/2013)
(2/14/2013)
(2/14/2013)
(2/3/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 10/10/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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