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Barkley Wyckoff Iii

CRD# 830310·Registered 1976 - 2006
Previously Registered: Being a previously registered professional could mean that Barkley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barkley Wyckoff III, who also goes by Barkley Wyckoff, III Barcley Wyckoff, was a registered financial advisor. Barkley was a previously registered financial advisor and started their career in finance 1976 - 2006. Barkley had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Barkley Wyckoff, Iii Barcley Wyckoff

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

NATIONAL ADVISORY SERVICE INC·CRD# 105014
RIA
North Palm Beach, FL
October 28, 1999 - February 23, 2006
NATIONAL EQUITY ADVISORS, INC.·CRD# 13375
BD
North Palm Beach, FL
March 4, 1983 - February 23, 2006
FSC SECURITIES CORPORATION·CRD# 7461
BD
February 17, 1983 - April 14, 1983
MULLER AND COMPANY, INC.·CRD# 2841
BD
August 6, 1980 - March 9, 1983
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
April 28, 1980 - August 24, 1980
MULLER AND COMPANY, INC.·CRD# 2841
BD
June 26, 1979 - May 21, 1980
CORNERSTONE FINANCIAL SERVICES, INC.·CRD# 953
BD
August 2, 1978 - July 25, 1979
INDEPENDENT FINANCIAL PLANNERS CORPORATION·CRD# 653
BD
February 7, 1978 - August 21, 1978
LEGG MASON WARREN YORK, INC.·CRD# 873
BD
December 1, 1976 - January 15, 1978

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1976About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1983About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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