Barkley Wyckoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barkley Wyckoff III, who also goes by Barkley Wyckoff, III Barcley Wyckoff, was a registered financial advisor .
Barkley is a previously registered financial advisor and started their career in finance in 1976. Barkley had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 1999 - February 23, 2006
NATIONAL ADVISORY SERVICE INC
March 4, 1983 - February 23, 2006
NATIONAL EQUITY ADVISORS, INC.
February 17, 1983 - April 14, 1983
FSC SECURITIES CORPORATION
August 6, 1980 - March 9, 1983
MULLER AND COMPANY, INC.
April 28, 1980 - August 24, 1980
JANNEY MONTGOMERY SCOTT LLC
June 26, 1979 - May 21, 1980
MULLER AND COMPANY, INC.
August 2, 1978 - July 25, 1979
CORNERSTONE FINANCIAL SERVICES, INC.
February 7, 1978 - August 21, 1978
INDEPENDENT FINANCIAL PLANNERS CORPORATION
December 1, 1976 - January 15, 1978
LEGG MASON WARREN YORK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
