Grenville Anderson

MIDDLETON & COMPANY

Boston, MA 02210-2211

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CRD#: 830307

Professional summary

Grenville Anderson is a registered financial advisor currently at MIDDLETON & COMPANY INC. located in Boston, Massachusetts.

Grenville is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Grenville has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grenville Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2021 - Present

MIDDLETON & COMPANY INC.

Office #1: 600 Atlantic Avenue; 18th Floor, Boston, MA 02210-2211

RIA

CRD#: 104549

Boston, MA

Past

May 14, 1996 - September 16, 1998

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDDLETON & COMPANY INC.

CRD#: 104549 / SEC#: 801-21247

RIA

Registered Investment Advisory firm - (5/4/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/13/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MIDDLETON & COMPANY INC.

CRD#: 104549 / SEC#: 801-21247

RIA

Registered Investment Advisory firm - (5/4/1984 Approved)

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Contact information

Main Address

600 Atlantic Avenue; 18th Floor, Boston, MA 02210-2211

Mailing Address

Phone number

(617) 357-5101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIDDLETON & COMPANY, INC. FORM ADV PART 2A BROCHURE - 3.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	602
AUM (Assets Under Management)	$ 1,159,077,098

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
08/28/2024	Cover Page	Report
11/28/2023	Cover Page	Report
02/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Grenville Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grenville Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDDLETON & COMPANY INC.

CANACCORD GENUITY LLC

Primary Firm SEC Registration

MIDDLETON & COMPANY INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/16/1997

Series 6

Date: 5/13/1996

Current Firm

MIDDLETON & COMPANY INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIDDLETON & COMPANY INC.

TRUST BUT VERIFY

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