JL
Jake D. Layman
WEITZEL FINANCIAL SERVICES
DUBUQUE, IA 52002-2840
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CRD#: 8303032
JL
Jake Douglas LaymanWEITZEL FINANCIAL SERVICES
Professional summary
Jake Douglas Layman is a registered financial professional currently at WEITZEL FINANCIAL SERVICES, INC. located in Dubuque, Iowa.
Jake is registered as a RR (Registered Representative) and started their career in finance in 2026. Jake has worked at 1 firm and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jake Douglas Layman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2026 - Present
WEITZEL FINANCIAL SERVICES, INC.
Office #1: 2200 John F Kennedy Rd Suite 103, Dubuque, IA 52002-2840Office #2: 2200 John F. Kennedy Road Suite 103, Dubuque, IA 52002RIA
BD
CRD#: 27346
DUBUQUE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WEITZEL FINANCIAL SERVICES, INC.
WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.
CRD#: 27346 / SEC#: 801-118164, 8-43093
RIA
Registered Investment Advisory firm - SEC (3/4/2020 Approved)Illinois
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Iowa
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Texas
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/29/2026
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WEITZEL FINANCIAL SERVICES, INC.
WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.
CRD#: 27346 / SEC#: 801-118164, 8-43093
RIA
Registered Investment Advisory firm - SEC (3/4/2020 Approved)Illinois
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Iowa
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Texas
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (3/4/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
2200 John F Kennedy Rd Suite 103, Dubuque, IA 52002
Mailing Address
2200 John F. Kennedy Rd. Suite 103, Dubuque, IA 52002-2840
Phone number
(563) 583-6020
Established
Iowa since 08/01/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
SEC notice filing (5 States and Territories)
FINRA licenses (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,134 |
| AUM (Assets Under Management) | $ 327,771,408 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
