Kenneth S. Ray

GLOBAL STEWARD ADVISORS

LEOLA, PA 17540

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CRD#: 830299

Professional summary

Kenneth Scott Ray, who also goes by Ken Ray, is a registered financial advisor currently at GLOBAL STEWARD ADVISORS, LLC located in Leola, Pennsylvania.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Kenneth has worked at 6 firms and has passed the Series 63, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ken Ray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EPG AGENCY, LLC IS AN INSURANCE AGENCY LOCATED AT 24(B) E Roseville Road LANCASTER, PA 17601. APPLICANT SERVES ROUGHLY 80 HOURS PER MONTH AS MANAGER OF THAT AGENCY, Applicant manages a marketing brand known as Safe IRA and serves roughly 6 hours per month at that function.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Ray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2009 - Present

GLOBAL STEWARD ADVISORS, LLC

Office #1: 210 Riveredge Drive, Leola, PA 17540

RIA

CRD#: 119898

LEOLA, PA

Past

April 3, 1991 - June 13, 1992

NORTH AMERICAN FINANCIAL GROUP, INC.

CRD#: 22273

Past

May 18, 1987 - May 7, 1991

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

Past

September 16, 1986 - June 9, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

February 24, 1978 - September 18, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Past

December 1, 1976 - February 24, 1978

REYNOLDS SECURITIES, INC.

CRD#: 712

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/28/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/20/1976

General Securities Representative Examination

Current Firm

GLOBAL STEWARD ADVISORS, LLC

CRD#: 119898 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

210 Riveredge Drive, Leola, PA 17540

Mailing Address

Phone number

(717) 875-3285

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 5,572,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth S. Ray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Scott Ray's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL STEWARD ADVISORS, LLC

NORTH AMERICAN FINANCIAL GROUP, INC.

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

MORGAN STANLEY DW INC.

REYNOLDS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/1980

Series 5

Date: 12/11/1982

Series 7

Date: 11/20/1976

Current Firm

GLOBAL STEWARD ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL STEWARD ADVISORS, LLC

TRUST BUT VERIFY

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