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Fenner Reese Weller Jr

CRD# 830278·Registered 1976 - 2014
Previously Registered: Being a previously registered professional could mean that Fenner is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fenner Reese Weller JR, who also goes by Fenner Reece Weller Jr, was a registered financial advisor. Fenner was a previously registered financial professional and started their career in finance 1976 - 2014. Fenner had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 5, Series 7, Series 4, Series 12 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fenner Reece Weller Jr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years in the financial services industry

Current & Past Employments

Past

MIDLAND SECURITIES, LTDPast·CRD# 23736
BD
Houston, TX
February 14, 1996 - December 31, 2014
FIRST SOUTHWEST COMPANY, LLCPast·CRD# 316
BD
Dallas, TX
August 12, 1992 - February 6, 1996
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
December 10, 1981 - August 12, 1992
FIRST MID-AMERICA INC.Past·CRD# 306
BD
November 3, 1981 - November 6, 1981
BECKER PARIBAS INCORPORATEDPast·CRD# 7635
BD
July 13, 1978 - October 5, 1981
A. G. BECKER INCORPORATEDPast·CRD# 6794
BD
March 14, 1978 - July 13, 1978
SALOMON BROTHERS INC.Past·CRD# 740
BD
December 1, 1976 - February 16, 1978

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Current Firm

MS
MIDLAND SECURITIES, LTD

ANDERSON, CHENEVIERE & CO., LTD | WELLER, ANDERSON, CHENEVIERE & CO., LTD. | WELLER, ANDERSON & CO., LTD. | MIDLAND SECURITIES, LTD

CRD#: 23736 / SEC#: 8-40685
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Mailing Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Phone Number

(469) 522-4309

Established

Texas since 06/11/1985

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN RESERVE SERVICE CORPORATIONLIMITED PARNER—
ALWORTH, JAMES RICHARDBRANCH MANAGER1629135
ARS WINDCHASE, INC.GENERAL PARTNER—
PHILLIPS, BRADFORD ASHLEYCEO/FINOP/CCO1730426

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2001

Series 3 — National Commodity Futures Examination

Passed Jan 1985About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Dec 1981

Series 7 — General Securities Representative Examination

Passed Nov 1976About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1983About the Series 4 exam

Series 12 — NYSE Branch Manager Examination

Passed Nov 1982

Series 24 — General Securities Principal Examination

Passed Mar 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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