Fenner R. Weller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fenner Reese Weller JR, who also goes by Fenner Reece Weller Jr, was a registered financial professional .
Fenner is a previously registered financial professional and started their career in finance in 1976. Fenner had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 5, Series 7, Series 4, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 1996 - December 31, 2014
MIDLAND SECURITIES, LTD
August 12, 1992 - February 6, 1996
FIRST SOUTHWEST COMPANY, LLC
December 10, 1981 - August 12, 1992
PRUDENTIAL EQUITY GROUP, LLC
November 3, 1981 - November 6, 1981
FIRST MID-AMERICA INC.
July 13, 1978 - October 5, 1981
BECKER PARIBAS INCORPORATED
March 14, 1978 - July 13, 1978
A. G. BECKER INCORPORATED
December 1, 1976 - February 16, 1978
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/4/2001
Limited Representative-Equity Trader ExamSeries 5
Date: 12/12/1981
Interest Rate Options ExaminationSeries 12
Date: 11/20/1982
NYSE Branch Manager ExaminationCurrent Firm
MIDLAND SECURITIES, LTD
CRD#: 23736 / SEC#: , 8-40685
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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