AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
HL

Hao Luo

IMC FINANCIAL MARKETS
CHICAGO, IL
·CRD# 8301992·1 year registered

Professional Summary

Hao Luo is a registered financial advisor currently at IMC FINANCIAL MARKETS located in Chicago, Illinois and IMC EXECUTION SERVICES located in Chicago, Illinois. Hao is registered as a RR (Registered Representative) and started their career in finance in 2026. Hao has worked at 2 firms and has passed the Series 57TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

Similar Advisors

Jaime Rafael Villalobos
AdvisorCheck Check Mark
CHICAGO, IL · CRD#
View profile
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

Years of Experience

1 years registered in the securities industry

Current & Past Employments

Current

IMC FINANCIAL MARKETSCurrent·CRD# 104143
BD
233 South Wacker Drive #4300, Chicago, IL 60606
August 5, 2026 - Present
IMC EXECUTION SERVICESCurrent·CRD# 301273
BD
233 S Wacker Drive #4300, Chicago, IL 60606
October 16, 2026 - Present

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

Current Firm

IE
IMC EXECUTION SERVICES

IMC EXECUTION SERVICES | IMC EXECUTION SERVICES LLC

CRD#: 301273 / SEC#: 8-70343
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Drive #4300, Chicago, IL 60606

Mailing Address

233 S Wacker Drive #4300, Chicago, IL 60606

Phone Number

(312) 244-3369

Established

Illinois since 10/11/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
STOCKBRIDGE INC.MEMBER—
DOWNEY, JASON EDWARDCHIEF COMPLIANCE OFFICER6080734
HOFFMAN, ADAM MICHAELCEO, COO5579229
SALTZMAN, CRAIGCFO5529468
TAYLOR, LAURA DENISEFINOP7116097

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Aug 2026About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2026About the SIE exam
BOX Exchange LLC
SRO Registrations
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
MEMX LLC
SRO Registrations
MIAX Emerald, LLC
SRO Registrations
MIAX PEARL, LLC
SRO Registrations
MIAX Sapphire
SRO Registrations
MX2 LLC
SRO Registrations
Miami International Securities Exchange, LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
Nasdaq GEMX, LLC
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq MRX, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Hao Luo's CRS (Customer Relationship Summary).

Similar Advisors

CHICAGO, IL · CRD#
Vincent Anthony Decrow
AdvisorCheck Check Mark
Vincent Anthony Decrow

RISE INVESTMENT MANAGEMENT, LLC

CHICAGO, IL · CRD#
Michael Walter Basile
AdvisorCheck Check Mark
Michael Walter Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL · CRD#
LP
AdvisorCheck Check Mark
Louis D Paster

UBS FINANCIAL SERVICES INC.

CHICAGO, IL · CRD#