Budd F. Anderson

BF/ANDERSON

BATON ROUGE, LA 70808

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CRD#: 830173

Professional summary

Budd Frank Anderson JR, who also goes by Andy Anderson, Budd Frank Anderson, is a registered financial advisor currently at BF/ANDERSON located in Baton Rouge, Louisiana.

Budd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Budd has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Anderson | Budd Frank Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Budd Frank Anderson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2006 - Present

BF/ANDERSON

Office #1: 2237 South Acadian Thruway Suite 605, Baton Rouge, LA 70808

RIA

CRD#: 109050

BATON ROUGE, LA

Past

April 12, 2006 - November 20, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BATON ROUGE, LA

Past

January 4, 1999 - November 20, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BATON ROUGE, LA

Past

April 18, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

July 22, 1988 - April 18, 1995

DORSEY & COMPANY, INC.

CRD#: 1668

NEW ORLEANS, LA

Past

June 27, 1985 - August 2, 1988

B.F. ANDERSON INVESTMENT SECURITIES INC.

CRD#: 16485

Past

April 21, 1983 - June 3, 1985

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

CRD#: 414

Past

February 22, 1983 - May 5, 1983

GRAHAM SECURITIES CORPORATION

CRD#: 13099

Past

August 2, 1982 - March 14, 1984

CHARLES WILLIAM ZIEGLER III

CRD#: 5466

Past

September 26, 1978 - June 21, 1982

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

December 1, 1976 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/13/2007)

IAR

Texas
(5/4/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/7/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/6/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/20/1976

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/24/1985

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/11/1985

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BF/ANDERSON

B F ANDERSON & CO. INC | BF/ANDERSON | B F ANDERSON & CO. INC.

CRD#: 109050 / SEC#: 801-56258

RIA

Registered Investment Advisory firm - (5/22/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (5/21/2012 Approved)

Texas

Registered Investment Advisory firm - (2/24/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2237 South Acadian Thruway Suite 605, Baton Rouge, LA 70808

Mailing Address

Phone number

(225) 926-8050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 58,934,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Budd F. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Budd Frank Anderson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

DORSEY & COMPANY, INC.

B.F. ANDERSON INVESTMENT SECURITIES INC.

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

GRAHAM SECURITIES CORPORATION

CHARLES WILLIAM ZIEGLER III

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/7/2012

Series 63

Date: 5/6/1982

Series 7

Date: 11/20/1976

Series 24

Date: 5/24/1985

Series 8

Date: 2/11/1985

Current Firm

BF/ANDERSON

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BF/ANDERSON

TRUST BUT VERIFY

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