Anna C. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anna Cummings Hamilton, who also goes by Anna Strouse Hamilton, Anna Cummings Strouse, Anna H Strouse, was a registered financial professional .
Anna is a previously registered financial professional and started their career in finance in 1976. Anna had worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 6TO, SIE, PC, Series 7, Series 10, Series 26, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2002 - October 20, 2021
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
June 14, 2002 - October 20, 2021
NEWEDGE SECURITIES, LLC
May 15, 2002 - July 1, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
May 19, 2000 - July 1, 2002
J.J.B. HILLIARD, W.L. LYONS, LLC
April 9, 1996 - June 13, 2000
TUCKER ANTHONY INCORPORATED
November 18, 1991 - April 3, 1996
INVESTACORP, INC.
March 15, 1988 - December 6, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 5, 1983 - February 6, 1988
DREXEL BURNHAM LAMBERT INCORPORATED
May 19, 1978 - December 13, 1983
KIDDER, PEABODY & CO. INCORPORATED
May 1, 1978 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
December 1, 1976 - April 25, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 8
Date: 6/24/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
CRD#: 109771 / SEC#: 801-21527
Contact information
Red Flags
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