Jeffrey M. Stambovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mark Stambovsky was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1976. Jeffrey had worked at 15 firms and has passed the Series 63, Series 79, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - December 7, 2012
NATIONAL SECURITIES CORPORATION
January 3, 2008 - July 30, 2010
SUMMIT SECURITIES GROUP LLC
May 21, 2007 - December 18, 2007
NATIONAL SECURITIES CORPORATION
January 6, 2006 - March 2, 2006
KNIGHT LIBERTAS LLC
October 27, 2005 - January 3, 2006
MARKETAXESS CORPORATION
July 10, 2001 - November 16, 2004
INTL FCSTONE CREDIT TRADING LLC
June 22, 2000 - December 13, 2000
INTL FCSTONE CREDIT TRADING LLC
September 10, 1999 - April 26, 2000
UTENDAHL CAPITAL PARTNERS, L.P.
January 15, 1999 - November 1, 1999
CRT CAPITAL GROUP LLC
August 3, 1988 - November 7, 1997
SCHRODER & CO. INC.
August 26, 1987 - July 27, 1988
CITIGROUP GLOBAL MARKETS INC.
February 20, 1986 - January 21, 1987
J.P. MORGAN SECURITIES LLC
August 28, 1978 - November 8, 1985
SALOMON BROTHERS INC.
April 5, 1978 - August 6, 1978
L. F. ROTHSCHILD & CO. INCORPORATED
December 1, 1976 - January 10, 1977
KUHN LOEB & CO. INCORPORATED
December 1, 1976 - January 2, 1979
KUHN, LOEB & CO. INTERNATIONAL
March 31, 1976 - April 3, 1978
WEEDEN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/10/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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