Vernon G. Allport
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Garfield Allport JR was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1976. Vernon had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1982 - October 11, 1983
BAIRD, PATRICK & CO., INC.
July 29, 1982 - September 7, 1982
BAIRD, PATRICK & CO., INC.
January 29, 1982 - July 27, 1982
KIDDER, PEABODY & CO. INCORPORATED
May 22, 1980 - July 21, 1981
ROSS, STEBBINS INC.
October 24, 1978 - June 4, 1980
FITTIN, CUNNINGHAM & LAUZON, INC.
February 6, 1978 - November 30, 1978
WILLIAM A. BARNES
December 1, 1976 - December 9, 1977
HUGH JOHNSON & COMPANY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAIRD, PATRICK & CO., INC.
CRD#: 1149 / SEC#: , 8-18029
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
