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JD

John James Dennison

CRD# 830057·Registered 1976 - 2013
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John James Dennison was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1976 - 2013. John had worked at 10 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

50 years registered in the securities industry

Current & Past Employments

Past

ASSURED RETIREMENT SOLUTIONS LLCPast·CRD# 151622
RIA
Hudson, WI
April 12, 2010 - December 13, 2013
AMERICAN PORTFOLIOS ADVISORS, INCPast·CRD# 112697
RIA
Holbrook, NY
October 12, 2009 - December 31, 2009
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.Past·CRD# 18487
BD
Woodruff, WI
September 10, 2009 - December 31, 2009
PARKLAND SECURITIES, LLCPast·CRD# 115368
BD
Hudson, WI
July 26, 2006 - September 17, 2009
METLIFE INVESTORS DISTRIBUTION COMPANYPast·CRD# 107622
BD
New York City, NY
April 1, 2006 - August 2, 2006
TOWER SQUARE SECURITIES, INC.Past·CRD# 833
BD
El Segundo, CA
July 20, 2004 - April 1, 2006
NEW ENGLAND SECURITIESPast·CRD# 615
BD
New York, NY
June 1, 2001 - November 12, 2003
WS GRIFFITH SECURITIES, INC.Past·CRD# 10410
BD
Hartford, CT
August 8, 1996 - May 22, 2001
MONY SECURITIES CORPORATIONPast·CRD# 4386
BD
New York, NY
December 1, 1976 - September 20, 1996
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORKPast·CRD# 2873
BD
New York, NY
December 1, 1976 - October 15, 1990

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Current Firm

AR
ASSURED RETIREMENT SOLUTIONS LLC

ASSURED RETIREMENT SOLUTIONS | ASSURED RETIREMENT SOLUTIONS LLC

CRD#: 151622

Contact Information

Main Address

Hudson, WI

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1990About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Nov 1976

Series 24 — General Securities Principal Examination

Passed Apr 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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