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BB

Barry J. Boscoe

BRIGHTON ADVISORY GROUP
Encino, CA 91316
Some features on this profile are disabled
CRD#: 829946
BB

Professional summary


Barry Jay Boscoe, CFP® is a registered financial advisor currently at BRIGHTON ADVISORY GROUP located in Encino, California.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Barry has worked at 9 firms and has passed the Series 63, Series 7 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Barry Jay Boscoe's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 11, 2017 - Present

BRIGHTON ADVISORY GROUP

Office #1: 5704 Lindley Ave, Encino, CA 91316
RIA
CRD#: 134844
Encino, CA
Past

November 17, 2006 - December 31, 2016

BRIGHTON ADVISORY GROUP

RIA
CRD#: 134844
ENCINO, CA
Past

May 15, 2001 - September 26, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 7, 1991 - September 21, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 31, 1989 - October 17, 2001

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 31, 1989 - October 17, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 5, 1988 - February 27, 1991

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 3, 1986 - August 10, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

September 7, 1979 - July 16, 1986

CAPITAL CONCEPTS INVESTMENT CORP.

BD
CRD#: 7115
Past

November 24, 1976 - September 16, 1979

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/11/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 2/26/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/15/1976
Registered Representative Examination

Current Firm


BA
BRIGHTON ADVISORY GROUP
BOSCOE INSURANCE SERVICES, INC. | BRIGHTON ADVISORY GROUP

CRD#: 134844 / SEC#:

California
Registered Investment Advisory firm - (1/11/2017 Approved)
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Contact information


Main Address
5704 Lindley Ave, Encino, CA 91316
Mailing Address
Phone number
(818) 342-9950
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRIGHTON ADVISORY GROUP

CRD#: 134844Encino, CA 91316

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