AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DK

David A. Kirkpatrick

Some features on this profile are disabled
CRD#: 829868
DK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Anthony Kirkpatrick was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1976. David had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 16, 2014 - March 13, 2020

QUANTUM ECONOMETRICS, LLC

RIA
CRD#: 161197
WHITTIER, CA
Past

July 8, 1997 - February 27, 2020

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
CAMARILLO, CA
Past

April 10, 1989 - February 27, 2020

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
CAMARILLO, CA
Past

May 8, 1987 - April 10, 1989

AMERICAN PACIFIC SECURITIES CORPORATION

BD
CRD#: 5003
Past

March 18, 1982 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

March 18, 1982 - June 8, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

March 18, 1982 - June 19, 1987

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
Past

November 24, 1976 - June 22, 1981

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

November 24, 1976 - June 22, 1981

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Past

November 24, 1976 - June 22, 1981

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/24/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/17/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 11/15/1976
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/13/1987
General Securities Principal Examination

Current Firm

QE
QUANTUM ECONOMETRICS, LLC
QUANTUM ECONOMETRICS, LLC

CRD#: 161197 / SEC#: 801-107349

Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
15141 E. Whittier Blvd Ste 550, Whittier, CA 90603
Mailing Address
Phone number
(562) 945-7787
Established
Firm type
Fiscal year end
# of Employees
6

Documents

Latest Form ADV

Part 2 Brochures

ADV 2A WRAP BROCHURE (3/23/2023)
ADV PART 2A FIRM BROCHURE (3/23/2023)

Regulatory assets under management

Total Number of Accounts194
AUM (Assets Under Management)$ 147,146,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTUM ECONOMETRICS, LLC

CRD#: 161197

TRUST BUT VERIFY

Monitor David Kirkpatrick

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics