Nathaniel J. King

KING WEALTH MANAGEMENT GROUP

SARATOGA SPRINGS, NY 12866

CRD#: 8298565

Some features on this profile are disabled

Professional summary

Nathaniel Jan King, who also goes by Nate King, is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Nathaniel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Nate King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jan King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2026 - Present

KING WEALTH MANAGEMENT GROUP, LLC

Office #1: 270 West Circular Street Suite 1, Saratoga Springs, NY 12866

RIA

CRD#: 159550

SARATOGA SPRINGS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2026

Uniform Investment Adviser Law Examination

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA

Registered Investment Advisory firm - (1/10/2012 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

270 West Circular Street Suite 1, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 306-5640

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KING WEALTH MANAGEMENT GROUP DISCLOSURE BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts	1,894
AUM (Assets Under Management)	$ 1,084,132,315

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jared Adams

SMITH, BROWN & GROOVER, INC.

MACON, GA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

GREENWICH, CT

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus, OH

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathaniel J. King

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Jan King's CRS (Customer Relationship Summary).

Certified licenses

Experience

KING WEALTH MANAGEMENT GROUP, LLC

Primary Firm SEC Registration

KING WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2026

Current Firm

KING WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KING WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

Similar Advisors